Regulators

Practical advice and helpful support for any regulators

At Rosen Sunshine, we assist regulators in a variety of capacities: we provide assistance and advice with legal issues and drafting or reviewing policies or rules; we provide counsel with any internal matters and sensitive or litigious issues; we offer training and support for committee members and staff; and we support regulatory proceedings by serving as independent legal counsel to committees, prosecuting professional misconduct, serving as amicus curiae and representing complainants, witnesses and registrants.

Services We Provide

  • As Amicus Curie (or friend of the tribunal), we provide cross-examination of vulnerable witnesses in hearings where the registrant is self-represented.

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  • The services we provide to regulators include providing independent advice to and representation of complainants and other witnesses in regulatory proceedings.

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  • We assist regulators by providing opinions, advice and training to staff and committee members on the legal and regulatory environment in which their registrants practise.

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  • We serve as independent legal counsel to a wide variety of tribunals and independent committees of regulators.

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